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Decoding Regulatory Maze: An Analysis Of Depositories And Stock Brokers Concerning Investor Protection And Market Integrity




Pravar Bhatnagar, LL.M. (Business and Corporate Laws), Symbiosis Law School, Pune


ABSTRACT


The Indian capital market is a crucial engine for financial increase, facilitating capital formation and funding possibilities. Stock agents and depositories are central pillars of this market atmosphere, gambling a crucial position in executing securities transactions and making sure seamless settlement techniques. However, to protect investor interests and preserve market integrity, powerful regulatory oversight is paramount. This paper delves into a complete evaluation of the regulatory framework governing securities market in India, with a focal point on brokers and depositories. It seriously evaluates the efficacy of present rules, explores the challenges in navigating the regulatory landscape, and examines the tasks undertaken through the Securities and Exchange Board of India (SEBI) to promote compliance and enforce marketplace field within the securities marketplace. By drawing upon relevant law, scholarly literature, and enterprise reviews, this paper objectives to make contributions to a deeper information of the tricky courting between law, investor protection, and market performance inside the Indian securities marketplace context.

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Indian Journal of Law and Legal Research

Abbreviation: IJLLR

ISSN: 2582-8878

Website: www.ijllr.com

Accessibility: Open Access

License: Creative Commons 4.0

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​All research articles published in The Indian Journal of Law and Legal Research are fully open access. i.e. immediately freely available to read, download and share. Articles are published under the terms of a Creative Commons license which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

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The opinions expressed in this publication are those of the authors. They do not purport to reflect the opinions or views of the IJLLR or its members. The designations employed in this publication and the presentation of material therein do not imply the expression of any opinion whatsoever on the part of the IJLLR.

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