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Anti Spoofing: A Regulatory Effort By SEBI -Keystone Towards Check On Algo Trading





Kunal Kumar, Dr. Ram Manohar Lohiya National Law University, Lucknow


ABSTRACT


Market regulators and exchanges have proposed anti-fraud measures to increase supervision at the order level to deter "noisemakers" in the market. The new restrictions came into effect on April 5. The new method aims to prevent manipulation in the stock market. Excessive cancellation of large orders leads to price manipulation, which affects ordinary investors. At the joint meeting, Sebi and the exchange decided to strengthen the order-level monitoring mechanism and additional order-based monitoring measures to discourage the implementation of continuous noise makers.


Spoofing is a way in which a trader creates artificial orders added to the orderbook with no intention to get filled on one of the sides. It represents the false/ artificial representation of the market. The mens rea behind this is to manipulate the market and affect strength of one side to get filled on the other side of the orderbook at a better price by using algorithm.


SEBI recommends some steps to resolve market quality, market integrity, and fairness issues caused by the use of algorithmic trading and placement in the Indian stock market.


Keywords: Regulators, Exchanges, Spoofing, Manipulation, Mechanism, Noise makers, Orderbook Algorithm Trading.

Kommentit


Indian Journal of Law and Legal Research

Abbreviation: IJLLR

ISSN: 2582-8878

Website: www.ijllr.com

Accessibility: Open Access

License: Creative Commons 4.0

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​All research articles published in The Indian Journal of Law and Legal Research are fully open access. i.e. immediately freely available to read, download and share. Articles are published under the terms of a Creative Commons license which permits use, distribution and reproduction in any medium, provided the original work is properly cited.

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The opinions expressed in this publication are those of the authors. They do not purport to reflect the opinions or views of the IJLLR or its members. The designations employed in this publication and the presentation of material therein do not imply the expression of any opinion whatsoever on the part of the IJLLR.

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